Issue
The FCPA requires SEC registrants to devise and maintain a system of internal accounting controls sufficient to provide reasonable assurance that transactions are recorded appropriately and in accordance with rules and regulations. It is important to note that a violation of the anti-bribery provision is not required in order to violate the internal control provision.
Solutions
FCPA compliance assessments
We provide FCPA compliance assessments for companies taking proactive measures to understand their risks and for those contemplating voluntary disclosure or settlement with regulators. We review company operations, consultant and agency relationships, cash transactions, marketing and sales practices and accounting records to identify potential violations and investigate where necessary
Compliance program advisory
We help companies develop, assess and improve their FCPA compliance programs and procedures. We review corporate compliance policies and assessment procedures and assist with education, training and internal audit programs.